Cache coherency protocol for a data processing system including a multi-level memory hierarchy

ABSTRACT

A data processing system and method of maintaining cache coherency in a data processing system are described. The data processing system includes a plurality of caches and a plurality of processors grouped into at least first and second clusters, where each of the first and second clusters has at least one upper level cache and at least one lower level cache. According to the method, a first data item in the upper level cache of the first cluster is stored in association with an address tag indicating a particular address. A coherency indicator in the upper level cache of the first cluster is set to a first state that indicates that the address tag is valid and that the first data item is invalid. Similarly, in the upper level cache of the second cluster, a second data item is stored in association with an address tag indicating the particular address. In addition, a coherency indicator in the upper level cache of the second cluster is set to the first state. Thus, the data processing system implements a coherency protocol that permits a coherency indicator in the upper level caches of both of the first and second clusters to be set to the first state.

CROSS-REFERENCE TO RELATED APPLICATIONS

The present application is related to the following commonly assigned co-pending applications, which were filed on even date herewith:

(1) U.S. application Ser. No. 09/024,393;

(2) U.S. application Ser. No. 09/024,610;

(3) U.S. application Ser. No. 09/024,609;

(4) U.S. application Ser. No. 09/024,319;

(5) U.S. application Ser. No. 09/024,322;

(6) U.S. application Ser. No. 09/024,612;

(7) U.S. application Ser. No. 09/024,613; and

(8) U.S. application Ser. No. 09/024,611.

BACKGROUND OF THE INVENTION

1. Technical Field

The present invention relates in general to a method and system for data processing and in particular to a method and system for maintaining cache coherency in a multiprocessor data processing system. Still more particularly, the present invention relates to an improved cache coherency protocol for a data processing system that includes a multi-level memory hierarchy.

2. Description of the Related Art

In a conventional symmetric multiprocessor (SMP) data processing system, all of the processors are generally identical, that is, the processors all utilize common instruction sets and communication protocols, have similar hardware architectures, and are generally provided with similar memory hierarchies. For example, a conventional SMP data processing system may comprise a system memory, a plurality of processing elements that each include a processor and one or more levels of cache memory, and a system bus coupling the processing elements to each other and to the system memory. To obtain valid execution results in an SMP data processing system, it is important to maintain a coherent memory hierarchy, that is, to provide a single view of the contents of memory to all of the processors.

A coherent memory hierarchy is maintained through the use of a selected memory coherency protocol, such as the MESI protocol. In the MESI protocol, an indication of a coherency state is stored in association with each coherency granule (e.g., cache line or sector) of at least all upper level (cache) memories. Each coherency granule can have one of four states, modified (M), exclusive (E), shared (S), or invalid (I), which is indicated by two bits in the cache directory. The modified state indicates that a coherency granule is valid only in the cache storing the modified coherency granule and that the value of the modified coherency granule has not been written to system memory. When a coherency granule is indicated as exclusive, the coherency granule is resident in, of all caches at that level of the memory hierarchy, only the cache having the coherency granule in the exclusive state. The data in the exclusive state is consistent with system memory, however. If a coherency granule is marked as shared in a cache directory, the coherency granule is resident in the associated cache and in at least one other cache at the same level of the memory hierarchy, all of the copies of the coherency granule being consistent with system memory. Finally, the invalid state indicates that the data and address tag associated with a coherency granule are both invalid.

The state to which each coherency granule (e.g., cache line) is set is dependent upon both a previous state of the cache line and the type of memory access sought by a requesting processor. Accordingly, maintaining memory coherency in the multiprocessor data processing system requires that the processors communicate messages across the system bus indicating their intention to read or write memory locations. For example, when a processor desires to write data to a memory location, the processor must first inform all other processing elements of its intention to write data to the memory location and receive permission from all other processing elements to carry out the write operation. The permission messages received by the requesting processor indicate that all other cached copies of the contents of the memory location have been invalidated, thereby guaranteeing that the other processors will not access stale local data. This exchange of messages is known as cross-invalidation (XI).

The present invention includes a recognition that while cross-invalidation of cache entries serves to maintain memory coherency in a SMP data processing system, the invalidation of cache entries by remote processors adversely affects data processing system performance by decreasing hit ratios in local caches. Thus, even if equipped with large local caches, a processing element can incur long access latencies when retrieving data that were once resident in a local cache from either a remote cache in another processing element or from system memory. As should thus be apparent, it would be desirable to provide a method and system for maintaining memory coherency in a SMP data processing system that reduces the performance penalty incurred as a result of the cross-invalidation of cache entries.

The present invention also includes a recognition that the conventional MESI protocol does not support efficient retrieval of data stored in remote caches. Although some known multiprocessor data processing systems support so-called modified intervention, which permits a remote cache storing data in the modified state to supply the modified data in response to a read request, the MESI protocol does not allocate responsibility for sourcing data to another processing element when the requested data is in the shared state. Thus, although requested data may be stored in multiple remote caches at a relatively low access latency, in conventional multiprocessor data processing systems shared data must always be retrieved from system memory. It would therefore be desirable to provide an improved cache coherency protocol that supports shared intervention.

In conventional multiprocessor data processing systems that support modified intervention, modified data is written back to system memory each time the modified data is sourced to another cache across the shared bus. The present invention includes a recognition that while this procedure does maintain coherency between system memory and cache memory, it consumes a portion of the limited bandwidth of the system memory in order to perform a write operation that may be unnecessary. For example, if a modified cache line is sourced by a first cache to a second cache in response to a read request, the data in the second cache is likely to be modified again, thus requiring another write to system memory. If no other request for the cache line is issued between the time of the second cache's read request and subsequent modification of the cache line, then the write to system memory concomitant with modified intervention by the first cache is superfluous.

One possible method for reducing unnecessary writebacks to system memory would be to mark data as invalid in the sourcing cache and as modified in the requesting cache, even if the requesting cache only made a read request. In this manner, the requested data need not be written back to system memory in conjunction with modified intervention. However, this method of maintaining cache coherency does not permit sharing of modified data between processors and would create additional bus traffic as data is passed between caches. It would therefore be desirable to provide an improved cache coherency protocol that supports efficient writeback of data to system memory while permitting modified data to be shared between caches.

SUMMARY OF THE INVENTION

It is therefore one object of the present invention to provide an improved method and system for data processing.

It is another object of the present invention to provide an improved method and system for maintaining cache coherency in a multiprocessor data processing system.

It is yet another object of the present invention to provide an improved cache coherency protocol for a data processing system that includes a multi-level memory hierarchy.

The foregoing objects are achieved as is now described. A data processing system is provided that includes a plurality of caches and a plurality of processors grouped into at least first and second clusters, where each of the first and second clusters has at least one upper level cache and at least one lower level cache. According to the method of the present invention, a first data item in the upper level cache of the first cluster is stored in association with an address tag indicating a particular address. A coherency indicator in the upper level cache of the first cluster is set to a first state that indicates that the address tag is valid and that the first data item is invalid. Similarly, in the upper level cache of the second cluster, a second data item is stored in association with an address tag indicating the particular address. In addition, a coherency indicator in the upper level cache of the second cluster is set to the first state. Thus, the data processing system implements a coherency protocol that permits a coherency indicator in the upper level caches of both of the first and second clusters to be set to the first state.

The above as well as additional objects, features, and advantages of the present invention will become apparent in the following detailed written description.

BRIEF DESCRIPTION OF THE DRAWINGS

The novel features believed characteristic of the invention are set forth in the appended claims. The invention itself however, as well as a preferred mode of use, further objects and advantages thereof, will best be understood by reference to the following detailed description of an illustrative embodiment when read in conjunction with the accompanying drawings, wherein:

FIG. 1 depicts an illustrative embodiment of a multiprocessor data processing system in accordance with the present invention;

FIG. 2 is a block diagram depicting an illustrative embodiment of a cache in accordance with the present invention;

FIG. 3 is a state diagram depicting an illustrative embodiment of the HR-MESI cache coherency protocol;

FIG. 4 is state diagram illustrating an illustrative embodiment of the HRT-MESI cache coherency protocol;

FIG. 5 is a state diagram depicting the utilization of derivative H states to maintain N levels of historical cache coherency information; and

FIG. 6 depicts an illustrative embodiment of a multiprocessor data processing system including a multi-level memory hierarchy with which a cache coherency protocol in accordance with the present invention may advantageously be utilized.

DETAILED DESCRIPTION OF ILLUSTRATIVE EMBODIMENT

With reference now to the figures, and in particular with reference to FIG. 1, there is illustrated a high level block diagram of a multiprocessor data processing system in accordance with the present invention. As depicted, data processing system 8 includes a number of processors 10 a-10 n, which each preferably comprise one of the PowerPC™ line of processors available from International Business Machines Corporation. In addition to the conventional registers, instruction flow logic and execution units utilized to execute program instructions, each of processors 10 a-10 n also includes an associated one of on-board level one caches 12 a-12 n, which temporarily stores instructions and data that are likely to be accessed by the associated processor. Although L1 caches 12 a-12 n are illustrated in FIG. 1 as unified caches that store both instruction and data (both referred to hereinafter simply as data), those skilled in the art will appreciate that each of L1 caches 12 a-12 n could alternatively be implemented as bifurcated instruction and data caches.

In order to minimize data access latency, data processing system 8 also includes one or more additional levels of cache memory, such as level two (L2) caches 14 a-14 n, which are utilized to stage data to L1 caches 12 a-12 n. In other words, L2 caches 14 a-14 n function as intermediate storage between system memory 18 and L1 caches 12 a-12 n, and can typically store a much larger amount of data than L1 caches 12 a-12 n, but at a longer access latency. For example, L2 caches 14 a-14 n may have a storage capacity of 256 or 512 kilobytes, while L1 caches 12 a-12 n may have a storage capacity of 64 or 128 kilobytes. Processor 10 a is further supported by a lookaside L3 cache 15 a, which is connected to interconnect 16 in parallel with L2 cache 14 a and preferably has a storage capacity equal to or greater than L2 cache 14 a.

As illustrated, data processing system 8 further includes I/O devices 20, system memory 18, and non-volatile storage 22, which are each coupled to interconnect 16. I/O devices 20 comprise conventional peripheral devices, such as a display device, keyboard, and graphical pointer, which are interfaced to interconnect 16 via conventional adapters. Non-volatile storage 22 stores an operating system and other software, which are loaded into volatile system memory 18 in response to data processing system 8 being powered on. Of course, those skilled in the art will appreciate that data processing system 8 can include many additional components that are not shown in FIG. 1, such as serial and parallel ports for connection to networks or attached devices, a memory controller that regulates access to system memory 18, etc.

Interconnect 16, which can comprise one or more buses or a cross-point switch, serves as a conduit for communication transactions between L2 caches 14 a-14 n, L3 cache 15 a, system memory 18, input/output (I/O) devices 20, and non-volatile storage 22. A typical communication transaction on interconnect 16 includes a source tag indicating the source of the transaction, a destination tag specifying the intended recipient of the transaction, an address and/or data. Each device connected to interconnect 16 preferably snoops all communication transactions on interconnect 16.

With reference now to FIG. 2, there is depicted a more detailed block diagram of an illustrative embodiment of an L2 cache 14 in accordance with the present invention. In the illustrative embodiment, L2 cache 14 is an eight-way set associative cache that utilizes 32-bit addresses. Accordingly, data array 34 of L2 cache 14 comprises a number of congruence classes that each contain 8 ways for storing cache lines. As in conventional set associative caches, memory locations in system memory 18 are mapped to particular congruence classes within data array 34 utilizing index bits within the address of the memory location (e.g., bits 20-26 of a 32-bit address).

The cache lines stored within data array 34 are recorded in cache directory 32, which contains one directory entry for each way in data array 34. Each directory entry comprises a tag field 40, coherency status field 42, least recently used (LRU) field 44, and inclusion field 46. Tag field 40 specifies which cache line is stored in the corresponding way of data array 34 by storing the tag bits (e.g., bits 0-19) of the system memory address of the cache line. As discussed in detail below with reference to FIG. 3, coherency status field 42 indicates the coherency status of the data stored in the corresponding way of data array 34 utilizing predefined bit combinations. LRU field 44 indicates how recently the corresponding way of data array 34 has been accessed relative to the other ways of its congruence class, thereby indicating which cache line should be cast out of the congruence class in response to a cache miss. Finally, inclusion field 46 indicates whether or not the cache line stored in the corresponding way of data array 34 is also stored in the associated L1 cache 12.

Still referring to FIG. 2, L2 cache 14 further includes cache controller 36, which manages storage and retrieval of data within data array 34 and updates to cache directory 32 in response to signals received from the associated L1 cache 12 and transactions snooped on interconnect 16. As illustrated, cache controller 36 contains a read queue 50 and a write queue 52 from which cache controller 36 performs updates to cache directory 32 and accesses to data array 34. For example, in response to receiving a read request from the associated L1 cache 12, cache controller 36 places the read request in an entry within read queue 50. Cache controller 36 services the read request by supplying the requested data to the associated L1 cache 12 and thereafter removes the read request from read queue 50. As another example, cache controller 36 may snoop a transaction initiated by another of L2 caches 14 a-14 n indicating that a remote processor 10 intends to modify its local copy of a specified cache line. In response to snooping this transaction, cache controller 36 places a request to read cache directory 32 in read queue 50 in order to determine if the specified cache line is resident in data array 34. If so, cache controller 36 places an appropriate response on interconnect 16 and, if necessary, inserts a directory write request in write queue 52, that when serviced, updates the coherency status field associated with the specified cache line. Although FIG. 2 illustrates an embodiment in which only one read queue and one write queue are utilized, it should be understood that the number of queues employed by cache controller 36 is a matter of design choice and that cache controller 36 may employ separate queues for cache directory accesses and data array accesses.

L3 cache 15 a is constructed like the L2 cache 14 shown in FIG. 2 with minor exceptions. In particular, the cache controller of L3 cache 15 a is not connected to L2 cache 14 a by inter-cache connections, but, as noted above, is instead connected to interconnect 16 in parallel with L2 cache 14 a such that the cache controller of L3 cache 15 a snoops all transactions issued on interconnect 16 by L2 cache 14 a.

With reference now to FIG. 3, there is depicted an illustrative embodiment of an HR-MESI cache coherency protocol in accordance with the present invention. The illustrated HR-MESI protocol is preferably implemented by the lowest level of in-line cache in the memory hierarchy (i.e., L2 caches 14 a-14 n) and, with minor variations, by any lower level lookaside caches (i.e., L3 cache 15 a). Higher level caches preferably implement protocol subsets such as the MESI protocol, the H-MESI protocol, which is described in U.S. patent application Ser. No. 09/024,610 (Docket No. AT9-97-410), incorporated herein by reference, or the R-MESI protocol, which is described in U.S. patent application Ser. No. 08/839,557, incorporated herein by reference. It should be understood, however, that alternative embodiments of data processing system 8 can implement the HR-MESI protocol at each level of cache in the memory hierarchy at the expense of additional inter-cache communication traffic.

As shown in FIG. 3, the HR-MESI cache coherency protocol includes the conventional modified (M), exclusive (E), shared (S), and invalid (I) states of the MESI protocol, which are respectively identified by reference numerals 80, 82, 84, and 86. In addition, the HR-MESI cache coherency protocol of the present invention includes hovering (H) state 90, which indicates that the address tag stored in the associated tag field 40 is valid but that the data item (e.g., cache line or cache sector) stored in the corresponding way of data array 34 is invalid, and R state 92, which indicates which cache, out of multiple caches that store copies of a data item, has most recently received the shared data item via a transaction on interconnect 16.

In a preferred embodiment, coherency status field 42 of each entry of each L2 cache directory 32 is initialized to I state 86 at power-on to indicate that both tag field 40 and the data stored in the corresponding way of data array 34 are invalid. L1 and L3 cache directory entries are similarly initialized to the invalid state. Thereafter, the coherency status of a cache line (or cache sector) stored in one of L2 caches 14 a 14 n or L3 cache 15 a in invalid state 86 can be updated to one of M state 80, E state 82, or R state 92, depending upon both the types of memory requests made by processors 10 a-10 n and the response of the memory hierarchy to those requests.

For example, if processor 10 a makes a read request in response to a load instruction, L1 cache 12 a first makes a determination of whether or not the requested data is resident in L1 cache 12 a. In response to a hit in L1 cache 12 a, L1 cache 12 a simply supplies the requested data to processor 10 a. However, in response to miss in L1 cache 12 a, L1 cache 12 a forwards the read request to L2 cache 14 a via inter-cache connections. In response to a hit in L2 cache 14 a, the requested data is supplied by L2 cache 14 a to L1 cache 12 a, which stores the requested data in association with the appropriate coherency status and forwards the requested data to processor 10 a.

If, however, the read request misses in both L1 cache 12 a and L2 cache 14 a, cache controller 36 of L2 cache 14 a presents the read request as a transaction on interconnect 16, which is snooped by each of L2 caches 14 b-14 n as well as by L3 cache 15 a. In response to snooping the read request on interconnect 16, cache controller 36 in each of L2 caches 14 b-14 n determines if the requested data is resident in its data array 34 or the associated one of L1 caches 12 b-12 n. The cache controller of L3 cache 15 a similarly determines if the read request hits in the L3 cache directory. If none of L2 caches 14 b-14 n, L1 caches 12 b-12 n, and L3 cache 15 a stores the requested data, each of L2 caches 14 a-14 n and L3 cache 15 a returns a null response to L2 cache 14 a, which then requests the data from system memory 18. When the requested data is returned to L2 cache 14 a from system memory 18, cache controller 36 forwards the requested data to L1 cache 12 a, stores the requested data in its data array 34, and updates the coherency status field 42 associated with the way storing the requested data from I state 86 to E state 82, as indicated by reference numeral 100. As in the conventional MESI protocol, E state 82 indicates that the associated cache line is valid and is not resident in any other cache at the second level of the memory hierarchy. L3 cache 15 a similarly samples the requested data and stores the requested data in E state 82.

If the data requested by processor 10 a resident in L1 cache 12 a, L2 cache 14 a, or L3 cache 15 a, but is stored, for example, in L1 cache 12 n in M state 80, cache controller 36 of L2 cache 14 n responds to the read request with a modified response and signals L1 cache 12 n to push the requested data to L2 cache 14 n. Thereafter, L2 cache 14 n sources the requested data on interconnect 16. In response to the read request, the coherency status of the requested data in L1 cache 12 n and L2 cache 14 n is updated to S state 84 as indicated by reference numeral 102. In accordance with the present invention, the coherency status of the way in which the requested data is stored in L2 cache 14 a makes a transition from I state 86 to R state 92, as indicated by reference numeral 104. As noted above, R state 92 indicates that the associated data has been most recently referenced by L2 cache 14 a and that L2 cache 14 a will source the data in response to snooping a request for the data on interconnect 16. When L3 cache 15 a snoops the return of the requested data from system memory 18, L3 cache 15 a samples the requested data and stores the data in S state 84. The transition between I state 86 and S state 84 shown at reference numeral 105 is represented using dashed-line illustration to indicate that this transition is only applicable to L3 cache 15 a. Those skilled in the art will appreciate from the foregoing example that the same state transitions will be made in alternative embodiments of the present invention that do not support modified intervention; however, in those alternative embodiments, the requested data is obtained from system memory 18 at the cost of additional access latency.

L2 cache 14 a similarly makes a transition from I state 86 to R state 92 in response to receiving either a shared intervention response or a shared response to its read request. L2 cache 14 a receives a shared intervention response (and the requested data) if one of L2 caches 14 b-14 n, for example, L2 cache 14 n, stores the requested data in R state 92 or E state 82. In response to the read request, cache controller 36 of L2 cache 14 n updates the coherency status of its copy of the requested data from R state 92 to S state 84 as indicated by reference numeral 106. If none of L2 caches 14 b-14 n stores the requested data in R state 92, but at least one stores the requested data in S state 84, the L2 cache 14 storing the requested data in S state 84 responds to the read request with a shared response, leaving its copy of the requested data in S state 84. In response to receipt of only a shared response, L2 cache 14 a retrieves the requested data from system memory 18 and stores the requested data in R state 92. In both cases, L3 cache 15 a samples the requested data and stores the data in S state 84.

If L2 cache 14 a issues a “read with intent to modify” request on interconnect 16 indicating that processor 10 a desires to acquire exclusive use of a memory location for the purpose of modifying it, the requested data is obtained from L3 cache 15 a, a remote L2 cache 14, or system memory 18 as described above. However, when the requested cache line is obtained, L1 cache 12 a and L2 cache 14 a store the requested cache line in M state 80 as illustrated at reference numeral 107. In addition, because the “read with intent to modify” transaction indicates that other copies of the requested cache line will become stale, L3 cache 15 a and remote L1 and L2 caches must indicate that their copies of the requested cache line are invalid. In L1 caches 12 b-12 n, any copies of the requested cache line are simply marked as invalid. However, the coherency status of copies of the requested cache line stored in L3 cache 15 a and L2 caches 14 b-14 n are not updated to I state 86 as in conventional multiprocessor data processing systems that utilize cross-invalidation (XI). Instead, in accordance with an important aspect of the present invention, each of L2 caches 14 b-14 n and L3 cache 15 a that store a copy of the requested cache line updates the coherency status field 42 associated with its copy from any of R state 92, S state 84, M state 80, or E state 82 to H state 90, as indicated by reference numerals 108, 110, 112, and 114, respectively. As noted above, H state 90 indicates that the tag stored in tag field 40 remains valid, but that the associated cache line within data array 34 is invalid. Entries in L2 and L3 cache directories are similarly updated to H state 90 in response to other snooped transactions that require data to be invalidated, including kills (i.e., transactions that explicitly invalidate a specified data block), flushes (i.e., transactions that invalidate a specified data block and copy any modified data to system memory), dclaims (i.e., transactions that invalidate copies of a cache line marked as shared in remote caches in response to a local copy of the cache line becoming modified in response to a store), etc.

As indicated by reference numerals 116 and 118, a cache directory entry can make a transition from H state 90 to E state 82 or M state 80, respectively, depending upon the types of transactions received by the cache. For example, a directory entry of L2 cache 14 a that is in H state 90 makes a transition to E state 82 in response to processor 10 a making a read request that (after missing in both L1 cache 12 a and L2 cache 14 a) receives a null response from L3 cache 15 a and L2 caches 14 b-14 n. E state 82 signifies that the data retrieved from system memory 18 will, of all L2 caches 14 a-14 n, be stored only in L2 cache 14 a. If, on the other hand, processor 10 a indicates an intent to store data to a way of L1 cache 12 a that is in H state 90, L1 cache 12 a indicates that intent to L2 cache 14 a, which then issues a “read with intent to modify” transaction on interconnect 16. As discussed above, copies of the requested cache line stored in L3 cache 15 a and L2 caches 14 b-14 n are updated to H state 90 in response to snooping the “read with intent to modify” transaction, and copies of the requested cache line stored in L1 caches 12 b-12 n are marked as invalid. Once the requested cache line is obtained, the coherency status of the cache line in L2 cache 14 a and L1 cache 12 a is set to M state 80 to signify that the cache line is valid, but is not coherent with system memory 18.

A cache directory entry in H state 90 can also be updated to S state 84 as illustrated at reference numeral 120. As described above, each of L2 caches 14 a-14 n snoops all transactions issued on interconnect 16. If one of L2 caches 14 a-14 n, for example, L2 cache 14 a, snoops a transaction issued by another of L2 caches 14 b-14 n that includes an updated (i.e., valid) copy of data that is stored in L2 cache 14 a in H state 90, cache controller 36 of L2 cache 14 a samples the data from interconnect 16, stores the snooped data in data array 34, and updates the associated coherency status field 42 from H state 90 to S state 84. In this manner the present invention permits a cache directory entry in H state 90 to be updated to S state 84 without the associated processor 10 making a data request or the cache initiating a transaction on interconnect 16. Of course, in the above scenario L2 cache 14 a also provides a response to the snooped transaction, if a response is required to maintain coherency. For example, if the snooped transaction is a read request, L2 cache 14 a must provide a shared response indicating its intention to sample the requested data so that the requesting L2 cache stores the requested data in R state 92 rather than E state 82. Transactions on interconnect 16 that can be snooped in this way to refresh invalid data associated with a valid address tag include read transactions, write transactions, data writebacks to system memory 18 due to cache line castouts, etc.

A cache directory entry in H state 90 may also be updated to R state 92 in response to a number of different request/response scenarios. For example, if processor 10 a makes a read request that misses in L1 cache 12 a and results in a tag hit in L2 cache 14 a and if the coherency status field 42 associated with the matching tag is in H state 90, cache controller 36 of L2 cache 14 a issues a read transaction on interconnect 16. In response to receipt of a shared intervention response, shared response, or modified response to the read transaction from L3 cache 15 a and L2 caches 14 b-14 n, cache controller 36 of L2 cache 14 a updates the coherency status field 42 associated with the requested data from H state 90 to R state 92, as illustrated at reference numeral 122.

More importantly, a cache directory entry in H state 90 can be updated to R state 92 without the associated processor requesting data. For example, following a “read with intent to modify” request by processor 10 a, L1 cache 12 a and L2 cache 14 a store the requested data in M state 80, while the coherency status of any copies of the cache line in L3 cache 15 a and L2 caches 14 b-14 n is set to H state 90. If the requested data is subsequently selected for replacement from L2 cache 14 a, for example, in response to a read miss, cache controller 36 of L2 cache 14 a issues a deallocation write transaction on interconnect 16 in order to store the requested data to system memory 18. In response to 10 snooping this write transaction, the cache controller of L3 cache 15 a samples the data, stores the data in its L3 data array, and updates the associated coherency status field from H state 90 to R state 92, such that L3 cache 15 a can subsequently source the data in response to receipt of a read or “read with intent to modify” request.

State transitions that may be made in the illustrative embodiment of the HR-MESI cache coherency protocol depicted in FIG. 3 are summarized below in Table I.

TABLE I State Transition Causes Notes I → E processor read with “processor read” denotes a null response read request by the associated (i.e., local) processor I → R (1) processor read with shared intervention (ShI) response; (2) processor read with shared response; (3) processor read with modified response I → S processor read with any L3 lookaside cache only; response except null L2 transitions to R as noted above I → M processor “read with intent to modify” (rwitm) E → S snooped read source intervention data E → M processor rwitm E → H snooped data invalidate snooped data invalidates include rwitm, dclaim, kill, flush, etc. R → S snooped read source intervention data R → M processor rwitm issue dclaim on interconnect R → H snooped data invalidate S → M processor rwitm issue dclaim on interconnect S→ H snooped data invalidate M → S snooped read source data if modified intervention is supported M → H snooped data invalidate if snooped transaction is rwitm, source data if modified intervention is supported H → E processor read with null response H → R (1) processor read with ShI response; (2) processor read with shared response; (3) processor read with modified response; (4) snooped write issued by a local cache controller H → S snooped read or write issued by a remote cache controller H → M processor rwitm

In accordance with the present invention, the above-described HR-MESI cache coherency protocol can be expanded to include additional states that support additional functionality. For example, referring now to FIG. 4, there is depicted a state diagram of an illustrative embodiment of an HRT-MESI cache coherency protocol. If implemented, the HRT-MESI protocol is preferably utilized by the lowest level of in-line cache in the memory hierarchy, which in the embodiment illustrated in FIG. 1 includes L2 caches 14 a-14 n. Any lower level lookaside caches such as L3 cache 15 a preferably implement the HR-MESI protocol, while higher level caches preferably employ a subset protocol of the HR-MESI protocol, for example, one of the H-MESI, R-MESI or MESI protocols. In addition to the states within the HR-MESI protocol described hereinabove, the HRT-MESI cache coherency protocol shown in FIG. 4 includes tagged (T) state 94. As described in detail in U.S. patent application Ser. No. 09/024,393 (Docket No. AT9-97-402), which is incorporated herein by reference in its entirety, T state 94 indicates that an associated cache line has been modified by a processor other than the local processor, but has not been written back to (i.e., is not coherent with) system memory. As such, T state 94 is treated by the local processor much like S state 84 and is treated like M state 80 with regard to snoops on the interconnect.

As illustrated in FIG. 4 at reference numerals 130 and 134, a cache line can make a transition from I state 86 or H state 90 to T state 94 in response to a read request receiving a modified response. For example, if L2 cache 14 a makes a read request for a cache line stored by L2 cache 14 n in M state 80, L2 cache 14 n sources the requested cache line to L2 cache 14 a via modified intervention as discussed above. As before, the copy of the requested cache line in L2 cache 14 n is updated to S state 84 as shown at reference numeral 131. L2 cache 14 a, on the other hand, stores the requested cache line in T state 94. Thereafter, in response to a read request for the modified cache line by L2 cache 14 b, L2 cache 14 a sources the requested cache line by modified intervention and updates the coherency status of its copy of the modified cache line to S state 84 as shown at reference numeral 132. This process can be repeated additional times such that the L2 cache 14 that most recently accessed the modified cache line stores the cache line in T state 94, while others of L2 caches 14 a-14 n store the modified cache line in S state 84. In this manner, one of L2 caches 14 a-14 n is “tagged” to signify that it is temporarily responsible for sourcing the cache line to other caches by modified intervention and for writing back the cache line to system memory 18.

Importantly, when an L2 cache 14 storing a cache line in T state 94 sources data on interconnect 16 by modified intervention, the snoop mechanism (e.g., memory controller) of system memory 18 does not sample and store the modified data, but instead ignores the transaction, freeing up system memory bandwidth. Thus, modified cache lines in T state 94 are written back to system memory 18 only when required, for example, in response to an L2 cache line castout or a snooped transaction that requires the modified cache line to be pushed to system memory 18. It is possible, of course, that a modified cache line in T state 94 may never be written back to system memory 18. Consider, for example, a scenario in which a processor 10 a issues a “read with intent to modify” specifying a cache line stored by L2 cache 14 n in T state 94. In response to the “read with intent to modify” request, L2 cache 14 n and other L2 caches 14 storing the specified cache line in S state 84 all update their copies of the specified cache line to H state 90, as indicated at reference numerals 136 and 110, respectively. Because the cache line data is invalidated by the transition to H state 90, the need to write back the specified cache line to system memory 18 is obviated.

As illustrated at reference numeral 138, a cache line in T state 94 can also make a transition to M state 80 in response to the local processor making a “read with intent to modify” request. Because the local L2 cache 14 stores the requested cache line, no request transaction for the data is issued on interconnect 16. Instead, the local L2 cache 14 issues a dclaim transaction on interconnect 16, which instructs the other L2 caches 14 to invalidate their copies of the requested cache line by updating the associated coherency status to H state 90.

State transitions that may be made in the 20 illustrative embodiment of the HRT-MESI cache coherency protocol depicted in FIG. 4 are summarized below in Table II.

TABLE II State Transition Causes Notes I → E cpu read with null response I → R (1) cpu read with shared intervention (shI) response; (2) cpu read with shared response; I → T cpu read with modified response I → M cpu “read with intent to modify” (rwitm) E → S snooped read source intervention data E → M cpu rwitm E → H snooped data invalidate snooped data invalidate = rwitm, dclaim, kill, flush, etc. If snooped transaction is rwitm, respond ShI and source data R → S snooped read source intervention data R → M cpu rwitm issue dclaim on interconnect R → H snooped data invalidate if rwitm, respond ShI and source data S → M cpu rwitm issue dclaim on interconnect S → H snooped data invalidate M → S snooped read source data if modified intervention is supported M → H snooped data invalidate if snooped transaction is rwitm, source data if modified intervention is supported T → S snooped read respond modified and source intervention data T → M cpu rwitm issue dclaim on interconnect T → H snooped data invalidate H → E cpu read with null response H → R (1) cpu read with ShI response; (2) cpu read with shared response; and (3) snooped write issued by a local cache controller H → S snooped read or write issued by a remote cache controller H → T cpu read with modified response H → M cpu rwitm

A further enhancement that may be made to a cache coherency protocol including H state 90 is the addition of one or more derivative H states that indicate historical coherency status information. For example, the HRT-MESI and HR-MESI cache coherency protocols described above can be modified to include an H_(R) state. Like H state 90 the H_(R) state signifies that the associated cache line is invalid and that the associated address tag is valid. The H_(R) state also indicates that, prior to invalidation of its data, the associated cache line was stored exclusively (e.g., in M state 80 or E state 82) or in a coherency state capable of sourcing intervention data (e.g., R state 92 or T state 94). Consider, for example, a scenario in which L2 cache 14 a stores a cache line in one of M state 80, E state 82, R state 92, or T state 94. If L2 cache 14 n issues a “read with intent to modify” request for the cache line on interconnect 16, L2 cache 14 a issues an appropriate response and updates the coherency status of the cache line to the H_(R) state (rather than H state 90). Thereafter, in response to L2 cache 14 n issuing a writeback transaction (e.g., a cache line deallocation or a snoop push) on interconnect 16 that stores the cache line to system memory 18, L2 cache 14 a samples and stores the cache line data and updates the coherency status of the cache line to R state 92. Use of the H_(R) state thus permits shared intervention to be maintained following deallocation of a modified cache line, thereby decreasing data access latency.

Next, assume that L2 cache 14 a stores a copy of a cache line in the H_(R) state and L2 cache 14 n stores a copy of the same cache line in a state from which L2 cache 14 n can source intervention data. If L2 cache 14 b issues a “read with intent to modify” request for the cache line on interconnect 16, L2 cache 14 n issues an appropriate response, sources the requested cache line by intervention, and then updates the coherency status of its copy of the requested cache line to the HR state. In response to snooping an intervention response containing the updated cache line, L2 cache 14 a updates the coherency status of its copy of the cache line from the H_(R) state to H state 90. Alternatively, as illustrated in FIG. 5, additional levels of historical information can be retained by inserting one or more additional derivative states (H_(R2), H_(R3), etc.) between the top-level derivative state H_(R1) and H state 90. Thus, instead of transitioning to H state 90 in response to snooping the intervention response issued by L2 cache 14 n, L2 cache 14 a would transition from the H_(R1) state to the HR₂ state. Thereafter, in response to snooping a writeback transaction containing the relevant cache line, L2 cache 14 a would promote the coherency status of its copy of the cache line to the H_(R1) state. In this manner, N levels of historical coherency status information can be implemented to increase the likelihood that at least one cache can source a requested cache line by intervention.

As indicated in FIG. 5 by dashed-line illustration, other variations of a cache coherency protocol including N levels of historical coherency status information are possible. In particular, selected ones or all of the lower level historical states (H_(R2), H_(R3), . . . H_(RN)) be updated directly to S state 84 in response to the snooping of a writeback of the relevant cache line since the cache that stores the cache line in the top-level H_(R1) state will be able to source the cache line from R state 92 by shared intervention.

Another enhancement that may be made to a cache coherency protocol that includes at least one derivative H state is to support one top-level derivative H state (H_(R) or H_(R1)) for a particular cache line at each interconnect within a multi-level memory hierarchy . With reference now to FIG. 6, there is depicted an exemplary embodiment of a multiprocessor data processing system that implements this enhancement. As illustrated, data processing system 150 includes two symmetrical clusters 152 and 154. Cluster 152 contains processors 160 a and 160 b, which, in addition to processing circuitry, each include an on-board L1 cache 162 and L2 cache 164. Each of L2 caches 164 a and 164 b is connected by inter-cache connection 166 a to a shared L3 cache 170 a, which is in turn coupled to system memory 182 by interconnect 180. Cluster 154 similarly contains processors 160 c and 160 d, which, in addition to processing circuitry, each include an L1 cache 162 and L2 cache 164. Each of L2 caches 164 c and 164 d is connected by inter-cache connection 166 b to a shared L3 cache 170 b, which is in turn coupled to system memory 182 by interconnect 180.

An exemplary processing scenario that illustrates the performance advantage of using derivative H states in a multi-level memory hierarchy is summarized below in Table III. As shown in the first row of Table III, L2 caches 164 a-164 h and L3 caches 170 a-170 b begin operation with their respective coherency indicators for a particular cache line set to I state 86. Next, as shown in the second row, in response to processor 160 a making a read request, L2 cache 164 a issues a read request on inter-cache connection 166 a. In response to a null response by L2 caches 164 b-164 d, L3 cache 170 a places the read request on interconnect 180. System memory 182 responds to the read request by supplying the requested cache line, which is stored by both L3 cache 170 a and L2 cache 164 a in E state 82. If processor 160 d indicates an intention to store to the same cache line, L2 cache 164 d issues a “read with intent to modify” (RWITM) request on inter-cache connection 166 a. In response to snooping the RWITM request, L2 cache 164 a makes a shared intervention response, sources the requested cache line, and updates the coherency status indicator to the HR state, as discussed above. As indicated in Table III, L2 cache 164 d stores the requested cache line in M state 80. L3 cache 170 a similarly makes a transition to M state 80 in order to indicate that an upstream cache stores a modified copy of the cache line. Importantly, L3 cache 170 a need not place the RWITM request on interconnect 180 since L3 cache 170 a stored the cache line exclusively.

As shown in the fourth row of Table III, if processor 160 f indicates an intention to store to the cache line, L2 cache 164 f issues a RWITM request on inter-cache connection 166 b. L3 cache 170 b then places the RWITM request on interconnect 180. In response to snooping the RWITM request, L3 cache 170 a places the request on inter-cache connection 166 a since it “knows” that at least one upstream cache stores a modified copy of the requested cache line. In response to snooping the RWITM request, L2 cache 164 d responds modified, sources the requested data by modified intervention, and updates the coherency status of its copy of the cache line to the H_(R) state. L2 cache 164 a and L3 cache 170 a also update the coherency status of their copies of the cache line, in this case to H state 90 and the HR state, respectively. L3 cache 170 b and L2 cache 164 f both store the requested cache line in M state 80.

Thereafter, in response to L2 cache 164 h issuing a RWITM request on inter-cache connection 166 b, L2 cache 164 f responds modified, sources the requested cache line, and updates the coherency status of its copy of the requested cache line to the HR state. In response to receipt of the requested cache line, L2 cache 164 f stores the cache line in M state 80. The coherency status of the cache line in the remainder of the caches remains unchanged. Thus, as shown in the fifth row of Table III, one cache in each cache group can hold a particular cache line in the H_(R) state, where a cache group is defined to include caches (1) at the same level of the memory hierarchy that (2) are connected to a common interconnect or inter-cache connection.

Continuing the example, if L2 cache 164 g then issues a read request on inter-cache connection 166 b, L2 cache 164 h responds modified, sources the cache line by modified intervention, and updates the coherency status of its copy of the cache line to S state 84. Upon snooping the requested cache line, L2 cache 164 g stores the cache line in T state 94. No transaction need be issued on interconnect 180 by L3 cache 170 b since it stores the cache line in M state 80. Finally, as shown in the seventh row of Table III, when L2 cache 164 g deallocates the cache line, L2 cache 164 g updates the associated coherency status to an intermediate state (indicated by an “X”), and L2 cache 164 f samples the cache line and updates its coherency status from the H_(R) state to R state 92.

L3 cache 170 b can be configured to respond to the deallocation of the cache line by L2 cache 164 g in a number of ways. First, L3 cache 170 b can simply refresh its copy of the cache line without writing the modified cache line to system memory 182. Alternatively, as illustrated in the seventh row of Table III, L3 cache 170 b can both update its copy of the cache line with the modified data and write the modified cache line to system memory 182 via interconnect 180, thereby making the modified cache line visible to other L3 caches. In this second implementation, L3 cache 170 a responds to the deallocation write with a shared response in order to indicate that it will sample the cache line data. Then, upon sampling the cache line data, L3 cache 170 a updates the coherency status of its copy of the cache line from the H_(R) state to R state 92, advantageously maintaining the capability of sourcing the cache line by shared intervention at the interconnect level of the memory hierarchy. As indicated, L3 cache 170 b updates the coherency status of its copy of the cache line to S state 84.

TABLE III L3 L2 Caches Caches 164 170 Action a b f g h a b Initial I I I I I I I states L2 164a read E I I I I E I L2 164d RWITM H_(R) M I I I M I L2 164f RWITM H H_(R) M I I H_(R) M L2 164h RWITM H H_(R) H_(R) I M H_(R) M L2 164g read H H_(R) H_(R) T S H_(R) M L2 164g H H_(R) R X S R S deallocate

As has been described, the present invention provides an improved method and system for maintaining cache coherency in a multiprocessor data processing system. The improved cache coherency protocol provided by the present invention permits an invalid data item stored by a cache in association with a valid address tag to be automatically updated with a valid data item without the local processor issuing an explicit read or write request. In this manner, data invalidated by the activity of remote processors can be refreshed prior to the data being accessed by the local processor, thereby substantially reducing data access latency by eliminating the need to retrieve the data from a remote cache or system memory. Data access latency is also substantially reduced by the cache coherency protocol of the present invention through the support of shared intervention, which supplies data stored in shared state from a remote cache rather than system memory.

According to another aspect of the present invention, a cache coherency protocol can be expanded to include a tagged (T) state that promotes efficient utilization of system memory bandwidth by allocating responsibility for writing back modified data to system memory. A cache coherency protocol in accordance with the present invention can also maintain historical coherency status information through the inclusion or one or more derivative states. Such derivative states enable the responsibility for sourcing data by intervention to be transferred from a first cache to a second cache in response to deallocation by the first cache of a cache line containing the data. These derivative states have particular utility in multi-level memory hierarchies that include multiple interconnects or inter-cache connections because one cache connected to each interconnect or inter-cache connection is permitted to assume responsibility for sourcing data by intervention.

While the present invention has been particularly shown and described with reference to illustrative embodiments, it will be understood by those skilled in the art that various changes in form and detail may be made therein without departing from the spirit and scope of the invention. For example, the HR-MESI and HRT-MESI cache coherency protocols could be modified to eliminating I state 86 because that state is only utilized to initialize directory entries at power-on and is never re-entered from another state. If I state 86 were eliminated, at power-on the coherency status field of each L2 directory entry would be initialized to H state 90, and the tag field of each L2 directory entry would be initialized to a tag value that is unique at least within the same congruence class. 

What is claimed is:
 1. A method of maintaining cache coherency in a data processing system including an interconnect, a plurality of caches, and a plurality of processors grouped into at least first and second clusters, each of said first and second clusters being coupled to said interconnect and each of said first and second clusters having at least one upper level cache and at least one lower level cache, said method comprising: in a first upper level cache in said first cluster, storing a first data item in association with an address tag indicating an address and setting a first coherency indicator to a first state that indicates said address tag is valid and said first data item is invalid; in a second upper level cache in said second cluster, while said first upper level cache is storing said first data item in said first state, storing a second data item in association with an address tag indicating said address and setting a second coherency indicator to said first state to indicate that said address tag is valid and said second data item is invalid; in response to either of said first and said second upper level caches detecting a data transfer associated with said address initiated by another device in said data processing system, said data transfer including a third data item, replacing a respective one of said first and second data items in a detecting one of said first and said second upper level caches with said third data item and setting a respective one of said first and second coherency indicators to a second state in which said detecting one of said first and said second upper level caches is responsible, in its cluster, for sourcing said third data item by shared intervention to another cache in response to a request.
 2. The method of claim 1, wherein replacing a respective one of said first and second data items comprises replacing a respective one of said first and second data items in response to detecting a data transfer initiated by a read request.
 3. The method of claim 1, wherein said data processing system further includes a system memory, and wherein replacing a respective one of said first and second data items comprises replacing a respective one of said first and second data items in response to detecting a data transfer containing said third data item, wherein said third data item is modified with respect to a corresponding data item in system memory.
 4. The method of claim 3, wherein said data transfer is a writeback of said third data item to said system memory by a third upper level cache in said first cluster.
 5. The method of claim 2, and further comprising the step of: in response to receipt at said first upper level cache of a request for said third data item while said coherency indicator is set to said second state, sourcing said third data item; and updating said coherency indicator in said first upper level cache to a third state.
 6. The method of claim 1, wherein setting said coherency indicator in said first upper level cache to a first state comprises setting said coherency indicator in said first upper level cache to said first state in response to one of said plurality of processors indicating an intention to store to said address indicated by said address tag.
 7. The method of claim 1, and further comprising setting a coherency indicator in said lower level cache of said first cluster to said first state, said coherency indicator being associated with an address tag indicating said address.
 8. A data processing system, comprising: an interconnect; a system memory coupled to said interconnect; a first cluster and a second cluster coupled to said interconnect, wherein each of said first cluster and said second cluster includes at least one processor, an upper level cache, and a lower level cache, wherein a first upper level cache in said first cluster and a second upper level cache in said second cluster each concurrently include: data storage; tag storage that stores an address tag indicating a particular address, said address tag being associated with a data item contained in said data storage; a coherency indicator set to a first state to indicate that said address tag is valid and that said associated data item is invalid; and a cache controller that, responsive to detection of a data transfer associated with said particular address initiated by another device in said data processing system, said data transfer including a second data item, replaces said data item with said second data item and sets said coherency indicator to a second state in which the upper level cache containing said cache controller is responsible, in its cluster, for sourcing said second data item by shared intervention in response to a request.
 9. The data processing system of claim 8, wherein said data transfer is a read-data transfer initiated in response to a read request.
 10. The data processing system of claim 9, wherein second data item in said data transfer is modified with respect to a corresponding data item in said system memory.
 11. The data processing system of claim 10, wherein said data transfer comprises a writeback of said second data item to said system memory by a third upper level cache.
 12. The data processing system of claim 9, wherein said cache controller of said first upper level cache, responsive to receipt at said first upper level cache of a request for said second data item while said coherency indicator is set to said second state, sources said second data item and updates said coherency indicator in said first upper level cache to a third state.
 13. The data processing system of claim 8, wherein said cache controller of said first upper level cache sets said coherency indicator to said first state in response to a processor within said data processing system indicating an intention to store to said address indicated by said address tag.
 14. The data processing system of claim 8, wherein a coherency indicator in a lower level cache in said first is set to said first state while said coherency indicator of said first upper level cache is set to said first state, said coherency indicator in said lower level cache of said first cluster being associated with an address tag indicating said address.
 15. The data processing system of claim 8, said first cluster including an inter-cache connection and a plurality of upper level caches including said first upper level cache, wherein said plurality of upper level caches are each coupled to said inter-cache connection.
 16. The data processing system of claim 8, said first cluster including a plurality of processors and a plurality of upper level caches, wherein each of said plurality of upper level caches can be directly accessed by only a respective one of said plurality of processors. 